Financial Services – Financial Conduct Authority. The Upper Tribunal (Tax and Chancery Chamber)(the tribunal) ruled on the application by the Financial Conduct Authority (the FCA) to amend its Statement of Case in circumstances where a reference had been made to the tribunal by the applicant, a former employee of Deutsche Bank AG, seeking a determination that the opinions expressed in relation to him in a Decision Notice (DN) given by the FCA to that bank, notifying it of the decision to impose a financial penalty on it as a result of serious misconduct, were not justified and should therefore be excised.