*/
As private prosecutions become more popular, particularly in cases of fraud and deceit, here's a refresher on their workings and historical roots, by Lim Yee
In the 1700s and 1800s, private prosecution was the only system of prosecution available to most people (see box, right). By 1855 private prosecutions had become very rare and dropped out of use with the enactment of the Prosecution of Offences Act 1879. This Act laid the foundations for the creation of a national publicly funded police force and a central Crown Prosecution Service (CPS). Private prosecutions, however, are now beginning to re-emerge as a powerful tool for individuals and businesses who are caught in the court backlog and/or feel let down by the police, local authorities or the CPS.
The right to bring private prosecutions is preserved by s 6(1) of the Prosecution of Offences Act (POA) 1985 and long used by organisations such as the RSPCA. There are many advantages to private prosecutions in England and Wales today: individuals and companies may no longer have to rely on a police investigation; it is an alternative to civil claim; the outcome may be more effective in securing punishments and preventing further crimes; the prosecutor has more control over the proceedings; and it can be speedy, thereby saving costs as well.
In the confiscation case R (Virgin Media Ltd) v Zinga [2014] EWCA Crim 52, a private prosecution, the Court of Appeal confirmed that ‘the bringing of private prosecutions as an alternative to civil proceedings has become more common; some lawyers and some security management companies now advertise their capabilities at mounting private prosecutions and the advantages of private prosecution over civil proceedings’.
The court quoted from a factsheet published in 2013 by the Fraud Advisory Panel, a charity supported by lawyers, accountants and others on private prosecutions for fraud offences. This said: ‘A successful private prosecution can result in a criminal conviction and custodial sentence for the offender, and compensation being awarded to the victim. It can also send a powerful deterrent message to those considering engaging in criminal activity against the victim.’
Private prosecutions, however, can have their limitations. A private prosecutor may not be as competent as counsel at the criminal Bar in conducting complex and difficult prosecutions (specialist counsel at the criminal Bar can be sought and there is now a Private Prosecutors Association to promote best practice). Individuals and companies will have to perform their own investigations, and interested parties may use private prosecution as a tool for malicious prosecuting. The CPS has the discretion to take over a private prosecution and discontinue it as appropriate.
Rules and regulations have been introduced to regulate private prosecutors who are subject to the same obligations as public prosecutors. The duty to disclose is one of ‘full and frank disclosure’, including any materials that may be adverse to the prosecution’s case or in favour of the defendant’s case. Breach of any such obligation would be deemed to be an abuse of process, which will lead to a stay. In such a situation, the CPS would take over the proceeding or discontinue it in the interests of justice, ie if there would be an infringement of the defendant’s right to a fair trial.
Aside from the obligations of disclosure, private prosecutors also have to observe their duty to meet the Full Code Test for public interest. The court in R (Kay and another) v Leeds Magistrates’ Court [2018] 4 WLR 91 said: ‘(2) Advocates and solicitors who have the conduct of private prosecutions must observe the highest standards of integrity, of regard for the public interest and duty to act as a Minister for Justice in preference to the interests of the client who has instructed them to bring the prosecution – owing a duty to the court to ensure that the proceeding is fair.’
This is somewhat astounding; historically, public interest was never a requirement, as pointed out by Mitting J In Ewing v Davis [2007] 1 WLR 3223: ‘[I]n my analysis of the Victorian authorities, there never was any requirement that a private prosecutor had to demonstrate that it was in the public interest that he should bring a prosecution for an offence against the provision of a public general act.’
As mentioned above, the CPS has the power to take over a private prosecution (under s 6(2) of the Prosecution of Offences Act 1985) or discontinue it when it considers that the Full Code Test is not met, ie breach of duty of disclosure or lack of public interest. CPS guidance sets out such circumstances (see: bit.ly/3lqadFh). However, a decision by the CPS not to prosecute does not necessarily mean that the private prosecution is not in the public interest (see: Scopelight Ltd v Chief of Police for Northumbria [2009] EWCA Civ 1156).
Private prosecutions are now firmly back in trend. Private prosecutors should be fully aware that they carry the same duty as a public prosecutor and observe their duty to the court and remember that private prosecutions can be taken over by the CPS if they are found to be in breach of such obligations.
Rewind: the historical background to private prosecutions
Before the establishment of a publicly funded police force and prosecution service, apprehension and investigation were the sole responsibilities of the victims of crime, who would also usually play the role of a private prosecutor. There were three key means of assistance given to the private prosecutor:
The use of newspapers for advertising rewards, arrests, and obtaining expert evidence to assist the victim or the prosecutor in bringing a private prosecution against a suspect.
The development of toll-roads: particularly useful for tracking down suspects, whereby toll-gates became the points of surveillance (toll-keepers could watch for stolen horses or suspicious people).
Victims of crimes could join private prosecuting associations, and were then given the privilege to rely on regular patrols and specialisms of their fellow members.
Private prosecuting associations, however, were not obligated to provide free public service for prosecuting a suspect. This meant that while expenses for patrolling and arrest were funded by the public, the expense of prosecution was borne by the victims. The only exception was if those cases were of special importance to the Crown. Needless to say, this resulted in a number of serious consequences to maintaining an effective and accessible justice system.
As a result, associations for the prosecution of felons were formed under which private bodies were established, from unincorporated companies to the Inns of Court. The associations offered a range of rewards and assisted in compliance with court decisions and payment of expenses.
This may have eased the costs of prosecution and improved the system of private prosecution, but contemporaries criticised their motives. For example, in a Birmingham case, the association prosecuted on behalf of a poor widow but kept the reward for getting a capital conviction and most of the costs awarded by the court.
In the 1830s, protests grew against private prosecution for its massive cost, inefficiency and use as a tool for malicious prosecution of innocent individuals by personally interested and elitist prosecutors. As a result, Parliament attempted to introduce a system of public prosecution in England. The prosecuting associations were abolished, especially after the county forces began work in 1856.
In the 20th century, the CPS was established after the enactment of Prosecution of Offences Act 1985. It replaced the system of private prosecution, with the responsibility to undertake all public prosecutions in England and Wales.
Lim Yee is a legal assistant at Daniel Greenberg Ltd and a non-practising barrister (Middle Temple).
In the 1700s and 1800s, private prosecution was the only system of prosecution available to most people (see box, right). By 1855 private prosecutions had become very rare and dropped out of use with the enactment of the Prosecution of Offences Act 1879. This Act laid the foundations for the creation of a national publicly funded police force and a central Crown Prosecution Service (CPS). Private prosecutions, however, are now beginning to re-emerge as a powerful tool for individuals and businesses who are caught in the court backlog and/or feel let down by the police, local authorities or the CPS.
The right to bring private prosecutions is preserved by s 6(1) of the Prosecution of Offences Act (POA) 1985 and long used by organisations such as the RSPCA. There are many advantages to private prosecutions in England and Wales today: individuals and companies may no longer have to rely on a police investigation; it is an alternative to civil claim; the outcome may be more effective in securing punishments and preventing further crimes; the prosecutor has more control over the proceedings; and it can be speedy, thereby saving costs as well.
In the confiscation case R (Virgin Media Ltd) v Zinga [2014] EWCA Crim 52, a private prosecution, the Court of Appeal confirmed that ‘the bringing of private prosecutions as an alternative to civil proceedings has become more common; some lawyers and some security management companies now advertise their capabilities at mounting private prosecutions and the advantages of private prosecution over civil proceedings’.
The court quoted from a factsheet published in 2013 by the Fraud Advisory Panel, a charity supported by lawyers, accountants and others on private prosecutions for fraud offences. This said: ‘A successful private prosecution can result in a criminal conviction and custodial sentence for the offender, and compensation being awarded to the victim. It can also send a powerful deterrent message to those considering engaging in criminal activity against the victim.’
Private prosecutions, however, can have their limitations. A private prosecutor may not be as competent as counsel at the criminal Bar in conducting complex and difficult prosecutions (specialist counsel at the criminal Bar can be sought and there is now a Private Prosecutors Association to promote best practice). Individuals and companies will have to perform their own investigations, and interested parties may use private prosecution as a tool for malicious prosecuting. The CPS has the discretion to take over a private prosecution and discontinue it as appropriate.
Rules and regulations have been introduced to regulate private prosecutors who are subject to the same obligations as public prosecutors. The duty to disclose is one of ‘full and frank disclosure’, including any materials that may be adverse to the prosecution’s case or in favour of the defendant’s case. Breach of any such obligation would be deemed to be an abuse of process, which will lead to a stay. In such a situation, the CPS would take over the proceeding or discontinue it in the interests of justice, ie if there would be an infringement of the defendant’s right to a fair trial.
Aside from the obligations of disclosure, private prosecutors also have to observe their duty to meet the Full Code Test for public interest. The court in R (Kay and another) v Leeds Magistrates’ Court [2018] 4 WLR 91 said: ‘(2) Advocates and solicitors who have the conduct of private prosecutions must observe the highest standards of integrity, of regard for the public interest and duty to act as a Minister for Justice in preference to the interests of the client who has instructed them to bring the prosecution – owing a duty to the court to ensure that the proceeding is fair.’
This is somewhat astounding; historically, public interest was never a requirement, as pointed out by Mitting J In Ewing v Davis [2007] 1 WLR 3223: ‘[I]n my analysis of the Victorian authorities, there never was any requirement that a private prosecutor had to demonstrate that it was in the public interest that he should bring a prosecution for an offence against the provision of a public general act.’
As mentioned above, the CPS has the power to take over a private prosecution (under s 6(2) of the Prosecution of Offences Act 1985) or discontinue it when it considers that the Full Code Test is not met, ie breach of duty of disclosure or lack of public interest. CPS guidance sets out such circumstances (see: bit.ly/3lqadFh). However, a decision by the CPS not to prosecute does not necessarily mean that the private prosecution is not in the public interest (see: Scopelight Ltd v Chief of Police for Northumbria [2009] EWCA Civ 1156).
Private prosecutions are now firmly back in trend. Private prosecutors should be fully aware that they carry the same duty as a public prosecutor and observe their duty to the court and remember that private prosecutions can be taken over by the CPS if they are found to be in breach of such obligations.
Rewind: the historical background to private prosecutions
Before the establishment of a publicly funded police force and prosecution service, apprehension and investigation were the sole responsibilities of the victims of crime, who would also usually play the role of a private prosecutor. There were three key means of assistance given to the private prosecutor:
The use of newspapers for advertising rewards, arrests, and obtaining expert evidence to assist the victim or the prosecutor in bringing a private prosecution against a suspect.
The development of toll-roads: particularly useful for tracking down suspects, whereby toll-gates became the points of surveillance (toll-keepers could watch for stolen horses or suspicious people).
Victims of crimes could join private prosecuting associations, and were then given the privilege to rely on regular patrols and specialisms of their fellow members.
Private prosecuting associations, however, were not obligated to provide free public service for prosecuting a suspect. This meant that while expenses for patrolling and arrest were funded by the public, the expense of prosecution was borne by the victims. The only exception was if those cases were of special importance to the Crown. Needless to say, this resulted in a number of serious consequences to maintaining an effective and accessible justice system.
As a result, associations for the prosecution of felons were formed under which private bodies were established, from unincorporated companies to the Inns of Court. The associations offered a range of rewards and assisted in compliance with court decisions and payment of expenses.
This may have eased the costs of prosecution and improved the system of private prosecution, but contemporaries criticised their motives. For example, in a Birmingham case, the association prosecuted on behalf of a poor widow but kept the reward for getting a capital conviction and most of the costs awarded by the court.
In the 1830s, protests grew against private prosecution for its massive cost, inefficiency and use as a tool for malicious prosecution of innocent individuals by personally interested and elitist prosecutors. As a result, Parliament attempted to introduce a system of public prosecution in England. The prosecuting associations were abolished, especially after the county forces began work in 1856.
In the 20th century, the CPS was established after the enactment of Prosecution of Offences Act 1985. It replaced the system of private prosecution, with the responsibility to undertake all public prosecutions in England and Wales.
As private prosecutions become more popular, particularly in cases of fraud and deceit, here's a refresher on their workings and historical roots, by Lim Yee
Sam Townend KC explains the Bar Council’s efforts towards ensuring a bright future for the profession
Giovanni D’Avola explores the issue of over-citation of unreported cases and the ‘added value’ elements of a law report
Louise Crush explores the key points and opportunities for tax efficiency
Westgate Wealth Management Ltd is a Partner Practice of FTSE 100 company St. James’s Place – one of the top UK Wealth Management firms. We offer a holistic service of distinct quality, integrity, and excellence with the aim to build a professional and valuable relationship with our clients, helping to provide them with security now, prosperity in the future and the highest standard of service in all of our dealings.
Is now the time to review your financial position, having reached a career milestone? asks Louise Crush
If you were to host a dinner party with 10 guests, and you asked them to explain what financial planning is and how it differs to financial advice, you’d receive 10 different answers. The variety of answers highlights the ongoing need to clarify and promote the value of financial planning.
Most of us like to think we would risk our career in order to meet our ethical obligations, so why have so many lawyers failed to hold the line? asks Flora Page
If your current practice environment is bringing you down, seek a new one. However daunting the change, it will be worth it, says Anon Barrister
Creating advocacy opportunities for juniors is now the expectation but not always easy to put into effect. Tom Mitcheson KC distils developing best practice from the Patents Court initiative already bearing fruit
Sam Townend KC explains the Bar Council’s efforts towards ensuring a bright future for the profession
The long-running fee-paid judicial pensions saga continues. The current cut-off date for giving notice of election to join FPJPS is 31 March 2024, and that date now gives rise to a serious problem, warns HH John Platt
